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Don't get caught short

Evidence and audits: what to keep, and for how long

Completing the training is only half the job. If you can't produce evidence when a regulator asks, it's treated the same as never having done it. Here's what a valid record looks like, how long to keep it, and what an audit actually involves.

The paper trail

What a valid certificate needs to show

Most regulators expect the same core details, whether the activity was a webinar, a workshop or an online module.

Who

Provider and licensee

The training provider's name and accreditation, plus your name and licence or registration number.

What

Activity details

The activity title, topic area and the points, hours or session type it counts toward.

When & how

Date and delivery method

The completion date and whether it was delivered face-to-face, live online, or self-paced — some states only accept certain formats.

Proof

Assessment outcome

Where an assessment is required, evidence that you completed and passed it, not just that you attended.

What actually happens

Inside a CPD audit

Regulators don't audit every licensee every year, but the process is similar whenever they do.

1

You're selected for review

Selection can be random, complaint-driven, or triggered automatically at renewal or restoration.

2

You're asked to produce evidence

Usually with a short, fixed response window — often a matter of weeks, not months.

3

Your evidence is checked against the requirement

The regulator checks the provider's accreditation, the activity's topic and category, and whether the format and date are acceptable.

4

Outcomes range from a warning to licence action

Consequences scale with the gap — from a formal warning and a chance to make up a shortfall, through to licence conditions, fines, or non-renewal for repeated or serious non-compliance.

Build the habit

Make audit-readiness automatic

  • Download or photograph your certificate the moment an activity finishes — don't rely on a provider's portal still being accessible years later.
  • Store evidence somewhere it will survive an employer change, a merged agency, or a lost laptop.
  • Label each record with the CPD year, category and points or hours it counts toward, not just the activity name.
  • Keep evidence for your state's full retention period after the activity, not just until your next renewal.
  • If a provider loses accreditation after you complete a course, keep extra documentation showing it was accredited at the time.
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